Introductory RemarksThe subject of the book, our approach to the problems presented, and the implications of the work The WorkThe subject, scope, and composition of the book. What It's All AboutThe content of the book and its objectives.
§1
The present inquiry explores a constructive explanation of consciousness in nature developed from first principles. Our goal is to illustrate how consciousness comes into existence, the role that it plays
in nature, and the mechanics of the broad range of behaviors that are its products.
§2
Our theories are founded upon a novel account of experience in nature. By the term experience we refer to the basis of consciousness. It is
that which is most familiar. It is the common property of all senses. It is the first thing and the
last thing for each of us. Though strictly, according to the model we will present, the first and
the last thing for each of us is a sense – the primitive we will propose, characterized by
physiology.
§3
From the beginning we take the ontological status of experience seriously. It is something that
exists in the world. It exists, we will argue, not only as the basis of all anthropogenic knowledge but also, necessarily, as a primitive aspect of the world that affects physical
assembly simply by its presence. It plays a role in the assembly of physical forms. It is the root
of all complexity.
§4
We will examine the categories of phenomena associated with consciousness. These are the emergent
products of the unfolding world and the evolutionary forces of natural selection. They include the
obvious products of experience. They are the variety of sense, the inevitable or intentional behavior of organisms, and the forms of intelligence that underlie them.
§5
We also examine the mechanics and engineering of sentience in the physical world and propose that
this mechanics is the product of a natural assembly againstnote:1 the previously unconsidered inert primitive that we propose. This new mechanics
provides an account of the introduction of complexity into the world, the physical assembly of
organisms, the mechanisms of recognition, sensory differentiation and motile function. These
mechanics provide a verifiable role for the proposed primitive in the formation of physical structures.
Prevailing ViewsWe challenge prevailing views.
§7
Our view is naturalistic, we advocate a return to the foundations of scientific philosophy; a logical and natural
construction of the world.
§8
Our ideal framework of logical construction will assemble upon clearly stated abductive and
inductive foundations an expressive tautology through which new truths can be identified(ref.1)(ref.2).
§9
To be clear, we advocate the development of a logical construction of the world that approximates the
way things are with increasing degrees of accuracy and completeness; that this construction permit
logical reduction within its framework that provides consistent and verifiable predictions about the
behavior of the world; that the failure of such reduction leads necessarily to reconsideration and
ultimately revision of the construction, and not to supernatural conclusions.
§10
This view is contrary to prevailing arguments that rely upon contemporary emergence theory.
§11
Advocates of these views include mathematicians Stephen Wolfram(ref.3) and Gregory Chaitin(ref.4), and cognitive theorist Douglas Hofstadter(ref.5), all of whom have written books on the subject. However, the argument
itself is not new(ref.6). According to these accounts the
basis of experience is not universally primitive but is a product of the parts assembled and of
fundamental evolutionary forces. Typically, it is manifest in an identity with some observable
phenomenon.
§12
Emergence theories of experience echo the philosophy of mind known as identity theory attributed to Ullin T. Place and Herbert Feigl (1950s)(ref.7)(ref.8)note:2. The theory argues that there is not only a one-to-one correspondence between conscious
events and physical events, but that the physical events are in fact the conscious events. In these
models there is no mystery to the physical events involved, they are simply the product of known
mechanics.
§14
An older and frequent alternative argument is that experience is an epiphenomenon(ref.9); a phenomenon that arises as the
extra product of known mechanics and evolutionary theory.
§15
We will treat theories of identity and epiphenomena in the same way. We do so because the two
theories are logically indistinguishable. Whether experience is the incidental
extra product of classical physical events, or the events themselves simply
cannot be detected. What is more, if one or the other is in fact the case then the matter here can
never be resolved. In both models no aspect of experience is existent prior to the physical assembly
that embodies it and experience plays no role in the mechanics of observable events. Experience is
simply along for the ride. As long as these theories provide no role for experience in nature they
amount to a form of dualism and no real progress on the matter has been made.
§16
The unspoken premise of these models is materialism. We take the view of materialism to imply that
our physical models are complete in all important respects. According to materialism contemporary
physics captures the essential character of the world. This is justified in a version of emergence theory by taking the position that levels of constructive complexity introduce new phenomena
into the world and, to quote Chaitin(ref.10),
| “ |
§17
When you go to a higher level, the lower level may be irrelevant.
Gregory Chaitin. P.151, Sensual Mathematics,
Conversations with a Mathematician.
(2002) |
§18
Obviously new properties of nature do emerge and there is an equally obvious correspondence, an
identity, between the physical assembly that manifests the property and the property itself.
However, from the constructive point of view that we will follow in this work, nothing new
is brought into the world except a new assembly of its essential parts.
§19
For us emergent properties are functionally dependent upon primitive nature. The world is a natural
construction according to the laws of this primitive (a priori determinants) and the principles (posterior determinants) of their combination. These laws and principles can be
apprehended, or inferred from our apprehension.
§20
According to the laws of thermodynamics these emergent properties translate into other
forms, and these forms play a continuing role in the development and operation of the physical
systems in which they appear.
§21
Yet, according to contemporary emergence theory, experience has none of these features.
§22
Identity theory and the supernatural notions of emergence are the product of a failed reduction.
They are the logical consequence of an adherence to a strict materialist construction; of limiting
our physical models. To escape this necessity we are required to expand our conception of physical
theory, to expand our current logical construction of the world as Rudolf Carnap (as we will hear
shortly), and later Roger Penrose(ref.11)(ref.12), argue.
| “ |
§23
... it seems to me that a fundamental physical theory that lays claim to any kind of
completeness at the deepest levels of physical phenomena must also have the potential to
accommodate conscious mentality. ... My arguments demand that this missing theory must be a
non-computational theory ...
Roger Penrose. 34.7,
The Road to Reality.
(2004) |
§24
If dualism(ref.13) is rejected and experience is not to be
dismissed, then there is some necessity that in this new construction an element of the phenomena we
liberally label consciousness is a primitive aspect of the world. This new primitive must
adhere to the laws of thermodynamics. It must be conserved and its character must be transformed by
entropy.
§25
Like the curvature of space-time, that is merely a way of speaking about the laws that characterize
the affects of mass-energy upon the gravitational field (also primitive aspects of the world), the
effects of this new primitive do not become manifest until later in the development of the universe.
Since these effects appear much later in the evolving cosmology than the effects of the
gravitational field, it can be considered a much weaker force than the
gravitational field.
§26
So, to summarize, in the model of natural law that we will follow here the properties of the world
derive ontological status, states of being, from their functional dependence (cause). Ultimately that
dependence reduces to aspects of primitive nature. These properties are ontologically distinct; reflecting the uniformity of laws. Two diamonds, for example, are ontologically
distinct, as are a cabbage and a diamond. Each molecule of water is ontologically distinct. They
have distinct individual states of being; distinct constructive ontologies. Natural properties are
functionally dependent upon their individual construction from primitive nature but functionally
independent of each other, quantum phenomena not withstanding.note:3
§28
In our model, relations are solely the product of apprehension. They are present only as the result of the biophysical mechanics of sentience that we
will present. Thus relations can be apprehended (they have epistemological status) but they do not,
in fact, exist in the world. They have no ontological status beyond their apprehension in the
proposed mechanics. We will discuss this distinction in more detail later.
§29
In the meantime, consider the following examples.
§30
A product of invention, a television for example, emerges from the assembly of its parts. There is
clearly an identity between the property of television-ness (that which defines a television) and
the physical assembly of a television (what it is to be a television). Television-ness is an
essential property of the assembly alone, it is not a property of the world as a whole.
Television-ness has epistemological status but a television has no ontological status. A television
can be apprehended but it is not actually existent in the world beyond this apprehension. The
physical assembly of a television corresponds merely to an assembly of parts.
§31
Properties like television-ness and experience are in different categories. Television-ness, in
particular, is a property dependent upon the existence of experience not only in that one has to
possess experience for it to have any relevance in the world, but also in that it is the product of
conscious intelligence.
§32
As we have previously noted, emergent properties of natural form are the common effects of the
primitive aspects of the world. They are the common products of essential construction and not
merely the simple composition of forms, like televisions. The elements, gold and mercury for
example, are the common product of natural construction and they possess an ontological status
derived from it.
§33
New properties of form, such as fluids and solids, do come into the world. Though
these properties occur widely, demonstrating some uniformity in the effects of combining essence.
These too are properties of the assemblies alone. This uniformity is evidence of ontological
independence and the inevitable outcome of natural processes.
§34
These properties also have no dependence upon experience and they derive from forces and mechanics
determined by laws and principles that we have come to approximate relatively well. Like the
elements, we infer that they exist without our participation in the world because we infer that they
are the product of a construction by nature. This is what distinguishes them ontologically from
television-ness. They exist as the constructive product of essential forces and they are entirely
dependent upon them. We confer upon them ontological status in deference to this fact alone, they
are properties that belong to constructive forms of the substantive essence.
§35
Chaitin and others argue that experience may arise similarly, that it too (like fluids and solids) is
an essential property of the assembly alone and not a property of the world as a whole.
§36
But this position appears logically inadequate and it amounts to a direct appeal to magic. There is nothing that leads us, logically and constructively, to experience as a
property arising from some assembly. Further, fluids and solids have a continuing role to play in
the world – their form has a further effect in the thermodynamic cycle of physical structurenote:4. Yet experience in these models has no such role. It is merely present. The transformation
of forms, of fluids and solids can be described by a continually refined scientific approximation of
physical dynamics that can be confirmed by others: in a construction of the world from essential
essence.
§38
In contemporary emergence models there is no transformation from experience to any other form. There
is no constructive route to experience and no role given to experience. It is merely a magical side
effect. Whereas, the appearance of fluids and solids, while picturesque, is clearly not magical and
these forms continue to play a role in the physics of the world.
§39
There appears to be something logically distinct about experience. And while we will argue here that
the various forms of sense are in fact characterized by physical forms, we find a clear distinction
for the essence from which those senses arise. It is this clear distinction in the apparent nature
of experience that leads Chaitin to suggest that When you go to a higher level, the lower
level may be irrelevant. Chaitin and the other contemporary emergence theorists,
suggest that, by this failure of reduction within the materialist construction, we break the
rigorous and natural chain of functional dependence to produce a supernatural account.
§40
Consider a final example: an apple. Clearly an apple is not a product of intelligence. Apple-ness is
not at all like television-ness, but nor is its form readily explained by a material ontology like
that which produces the elements or fluid forms of them. Oh, we have some inductive expectation that
apples are constructed from the same mechanics as the elements, but this expectation has no real
foundation. We understand many of the mechanisms involved in the assembly of an apple and we know
that it is a product, at least in part, of the substantive essence. Its essential presence, how it
came to be here, is not readily explained by the properties of existing chemical mechanics – there
is something going on, a different kind of mechanics, that we don't see in the formation of the
elements that are merely the product of nature's brute force.
§41
At the root of this simple question lies a larger and much harder question. Where does all the
complexity of all the things we call life come from? How are we to describe the mechanics of life
that enables it to produce the variety of sense in living forms?
§42
It is frustration over hard questions like these that have led Chaitin and others to consider the
possibility of magic. But, from our point of view, to consider such magic viable is to undermine the
principles of good science. It is an act of desperation.
§43
All of science relies upon the nature of logic and apprehension. Indeed, understanding of any kind,
be it philosophic, religious, or scientific, relies upon our base assumptions of what it means to
apprehend the world. It relies upon our assumptions about what is really going when we sense the
world. In addition we make natural inferences; we predict. Those predictions lead us to action, to
response. Conventions of all kinds shape the nature of this prediction and action to form the
foundation of our individual understanding and behavior. The foundations of logic are built upon our
understanding of apprehension, the essential existence of experience and what we consider to be its
place in the world. This foundation is fundamental to our navigation and survival in the world. It
is the basis of any epistemology.
§44
Yet experience itself cannot logically possess epistemological status. Simply, we cannot experience
experience. Experience cannot be the subject of experience. We simply experience.
§45
For all of this, contemporary logic, and most especially its manifestation in computer science, has
no place or role for experience. It has reduced to the pragmatics of nominalismnote:5 and simplistic symbolic mechanics. It has disregarded the original foundations of logic from George Boole to Rudolf Carnap – a reduction to experience.
§47
Rudolf Carnap's comments, first published in 1928(ref.14), reflect our basic position as it continues today.
| “ |
§48
The question is this: provided that to all or some types of psychological processes there
correspond simultaneous processes in the central nervous system, what connects the processes in
question with one another? Very little has been done toward a solution to the correlation
problem of the psychophysical relation, but, even if this problem were solved (i.e., if we could
infer the characteristics of a brain process from the characteristics of a psychological
process, and vice versa), nothing would have been achieved to further the solution of the
essence problem (i.e., the psychophysical problem). For this problem is not concerned with the
correlation, but with the essential relation; that is, with that which
essentially or fundamentally leads from one process to
the other or which brings forth both from a common root.
§49
...there still remain, in the main, three hypotheses: mutual influence, parallelism, and identity
in the sense of the two aspect theory...
§50
Three contradicting and unsatisfactory answers and no possibility of finding or even imagining an
empirical fact that could here make the difference: a more hopeless situation can hardly be
imagined...
Rudolf Carnap. P. 37-38,
The Logical Structure of the World.
(1928) |
NarrativeA summary of our narrative.
§51
This brings us to the narrative that we will present in this book, that is briefly as follows.
§52
Before the 1950's the existence of experience was taken seriously by logicians and scientists. For
the mathematicians interested in questions of apprehension in the foundations of geometry, such as Henri Poincaré(ref.15), for pragmatists, influenced by Charles Sanders Peirce(ref.16), for the logical positivists and empiricists of the renowned Vienna Circle and
Berlin Schools, and for physicists concerned with interpretations of quantum theory, the existence
of experience was a central and dominant concern. Positivismnote:6 and empiricism necessarily imply a reduction to experience, though the nature of that final
reduction has never been clear.
§54
In particular, the advocacy of physicalism by logical positivists rested upon a pragmatic and fundamental understanding. It is an
understanding that appealed to the scientific method and that reduced to characterized experience
(sense). Physicalism is not materialism. As noted earlier, materialism assumes that we have determined all the essential things of the world. The physicalism
advocated by Rudolf Carnap clearly sought a naturalistic basis and anticipated extensions to our
physical models as we made new discoveries about perception, these discoveries would allow an
explanation of experience in nature.
§55
Carnap took the first thesis of physicalism to be simply that claims about the world can be confirmed
by others. He rejected the idea that you can have private knowledge, gifts from God, that cannot
ultimately be shared, articulated in some well defined language, and confirmed. He took the second
thesis of physicalism to be that the laws of nature, including those for organisms and their
behaviors, are logical consequences of natural physical laws. He clarified this by saying:
| “ |
§56
This thesis does not refer to the laws known to us at present, but to those laws which hold in
nature and which our knowledge can only more or less approximate. The thesis may therefore be
understood as the hypothesis that in the future it will become possible to an ever greater
extent to derive known extra-physical laws from known physical laws.
§57
It is true that these two theses of physicalism go far beyond the present possibility of reducing
extra-physical concepts and laws to physical ones. These do not represent firmly established
knowledge but sweeping extrapolating hypotheses. ...
Rudolf Carnap. P.883,
The Philosophy of Rudolf Carnap: The Library of Living Philosophers.
(1963) |
§58
He goes on to affirm my own rejection of claims in emergence theory(ref.17):
| “ |
§59
As a specific argument against the doctrine of emergentism, which has been adopted even by some
empiricists, I should like to emphasize in this context the philosophically important fact that
scientific investigations demonstrate ever more clearly a continuity in the evolution of man. We
may think, e.g., of the development of quasi-organic entities from inorganic substances, further
of viruses, one-cell organisms, higher organisms, and finally human beings. All empiricists have
abandoned the earlier belief that there is a fundamental difference, a difference in
kind, between man and other animals, and between organisms and the inorganic
world. Nobody denies that there are differences and that they are of very great importance both
theoretically and practically. But these differences have no sharp boundary lines: they are
differences of degree within a continuum. It is possible, of course, to draw a line by
definition between human beings and other animals; but any such line is to some extent
arbitrary, that is to say, the line might be drawn with just as good reasons somewhat later or
somewhat earlier. The traditional discontinuity views had their historical source in certain
magical and religious beliefs, and these views lingered on for quite some time after the magical
and religious beliefs from which they originated had been abandoned. It seems to me that
emergentism has a similar character. There is no doubt that emergentism can be formulated in a
non-metaphysical, meaningful, and scientific way. Yet I doubt that there is any good objective
reason for drawing a sharp boundary at some point and declaring: At exactly this place
and time the first sensation (or: the first sensation of red) occurred. Such a
declaration may be justified on the basis of a psychophysical dualism, understood not as an
ontological thesis, but as a proposal for the use of a dualistic language. Although I would
strongly disagree with such a dualistic emergentism, I think it is more coherent than the
non-dualistic version of emergentism which is defended by some empiricists. Once dualism is
abandoned, there seems to be no good reason for the position which singles out the occurrence of
certain new micro-structures from that of others and declares that the former are connected with
new qualities or sense-data while the later are just new physical structures. If we could study
the development from inorganic matter to man in detail, down to the physical micro-structure of
all bodies, we would find new micro-structures all the time. Many of them show dispositions for
responses of higher and higher degrees of integration (in a vague sense not easy to explicate).
If the degree of integration is sufficiently high, it is customary to speak of organic responses
(again in a vague sense). Finally, there are certain kinds of tissues customarily called nerve
tissues; in terrestrial organisms, we find all responses of a very high degree of integration to
be connected with tissues of this kind. But we do not know whether this connection holds for all
higher organisms in other parts of the universe. Hence, we do not know whether the occurrence of
this kind of tissue may be taken as an essential criterion of higher degrees of integration. In
any case, the possible degrees of integration form a continuum. Therefore it would be arbitrary
to draw a sharp line at one particular value of the degree of integration and to say that from
here on all of the more highly integrated responses are accompanied by, or are themselves to be
regarded as, mental events, (e.g., sensations) or are
conscious, whereas all responses of lower degree are not. Here, as in
the case of the concepts of organism and of man, the discontinuity view, when held by those who
have abandoned dualism, seems to be due solely to an after affect of the abandoned position.
Rudolf Carnap. P.883,
The Philosophy of Rudolf Carnap: The Library of Living Philosophers.
(1963) In his response to Herbert Feigl on Physicalism. |
§60
It should be clear then that the physicalism expressed by the Vienna Circle reflects a monist view
that there are no fundamental divisions and a positive view that all is open to a unified scientific
explanation. That explanation is one that can be verified by observation.
§61
However, in the 1950s a ruthless and supernatural objectivism took hold in which, despite the mandate
of empiricism, experience as a phenomenon is marginalize and eliminated from the agenda of science
and logical debate. This is primarily because objective techniques provided immediate benefits that
enabled the revolution in computing devices and associated high technology.
§62
The advantages of the effective techniques established in the work of Alan Turing(ref.18), Alfred Tarski(ref.19), and Claude Shannon(ref.20) seemed so powerful and productive
that they appeared to be able to solve everything. Alan Turing offered a useful notion of
computation and took a first step toward reasoning about intelligence without recourse to sense or experience(ref.21). Alfred Tarski offered a notion of truth, eliminating
experience in his definitions(ref.22). Claude Shannon developed a mathematical
theory of communication that led to the foundation of information theory(ref.23). None ever found, or in
Shannon's case needed, a place for experience in their developments. And perhaps all of them are
victims of subsequent over simplification and a generalization that neglects the goals and
boundaries of their original inquiry.
§63
Alan Turing's influence is the most profound. He gave broad consideration to the questions of
consciousness and is widely misrepresented(ref.24). Turing's objectives are practical and
more modest than are widely reported. He was challenged by the presence of experience and recognized
the limits of his proposals, seeking to take clear and rigorous first steps toward understanding the
problem of the mind. Subsequent advocates have conveniently ignored Turing's own separation of
issues and acknowledgment that questions remained unanswered.
§64
Turing felt that certain mysteries related to consciousness did not need to be explained before the
question he sought to address, the question of whether a machine could be as intelligent as you or
I, could be answered. We will argue that this was, in fact, a fundamental mistake that is
unmitigated by the practical success of his models. As a result, we will argue that there are
fundamental limits to Turing's model of computation.
§65
The central point of this narrative is that while the practical contributions had clear and immediate
benefits – after all, they lay the ground for the technological developments of the twentieth
century – a consideration that had been of principal concern in science was subsequently neglected.
That consideration had simply been put aside by Turing for purely practical reasons, in the interest
of more immediate progress.
§66
Before 1950 science took experience seriously as existent in the world. Led by the influential Vienna
Circle and its advocacy of a logical positivism, the sentences of science were viewed as marks that
could be mapped directly to an individual's experience of the world. This strict solipsism, the view
that one's own sense is all that can ultimately be relied upon, was later rejected. But it was not
rejected because solipsism is fundamentally wrong, but simply because inference is more powerful
than at first considered; intuitive inference arising from genetic disposition, inductive inference
arising from what we have sensed before, and deductive inference arising from formal methods, allows
us to expand beyond a dependence on direct experience. It allows us to anticipate and identify that
which lies beyond our direct experience. We will show later that there is nothing magical about
prediction, inference in all its forms is a natural product of the mechanics we propose.
§67
The techniques of Shannon, Tarski, and Turing proved useful. They have allowed us to apply the
effective techniques of thinking in symbolic systems. But this usefulness has distracted us from the
fundamental issue. We appear to have forgotten that empiricism fundamentally relies upon the
existence of experience, and that existence warrants explanation.
§68
For a generation of logicians experience has become an inconvenient and embarrassing fact. It is
difficult to deal with or to identify any role that it may play. Contemporary optimism (in the
computer practice of Artificial Intelligence for example) is founded upon the premise that our
physical models are complete. These expectations, based on the premises of emergence already
discussed, cannot be met for reasons that are fundamental to the world.
§69
The technological Singularity of Ray Kurzweil is merely a technologist's dream(ref.25). If we are right, there is no imminent artificial intelligence comparable to the
capabilities of our species, quite simply because this intelligence is not merely heuristics or
recursive self-reference. Human-level intelligence requires that we first understand the basis of
intelligence: the deeply connected mechanisms of sense, motility and recognition in biology.
§70
We appear to have missed the obvious and simple fact that an explanation of the existence of
experience requires that we identify a role for it in the formation of the world – and, in
particular, in the formation of organisms. For if we cannot identify such a role then it is simply
beyond scientific explanation. And this is a position we stubbornly refuse to accept.
SemeioticsThe field of study.
§71
When consideration of logic goes beyond the effective techniques of syntax and the mechanical
transformation of symbolic systems to include the essential basis of apprehension and operation of
the mind, it is more rightly called semeiotics; the study of signs. Semeiotics is a field that develops general theories of signs and we develop such a theory
here. The theory is built constructively upon the natural mechanics of sentience and motility that
we propose.
§72
There is some diversity and ambiguity in the literature concerning the exact definition of a sign.
We adopt the simplest and least ambiguous definition: a sign is simply an individuated
experience. We explain signs in some detail in following chapters. First let us place
semeiotics in context.
§73
In his essay concerning human understanding the English philosopher John Locke divides the objects of our understanding into three distinct areas of intellectual
consideration: Physics, Ethics, and Semeioticsnote:7.
§75
He puts it this way (ref.26):
| “ |
§76
All that can fall within the compass of human understanding, being either, FIRST, the nature of
things, as they are in themselves, their relations, and their manner of operation [Physics]: or,
SECONDLY, that which man himself ought to do, as a rational and voluntary agent, for the
attainment of any end, especially happiness [Pragmatics or Ethics]: or, THIRDLY, the ways and
means whereby the knowledge of both the one and the other of these is attained and communicated
[Semeiotics] ...
John Locke.
An Essay Concerning Human Understanding.
(1690) |
§77
Locke saw these as three distinct areas of study.
| “ |
§78
... For a man can employ his thoughts about nothing, but either, the contemplation of THINGS
themselves, for the discovery of truth; or about the things in his own power, which are his own
ACTIONS, for the attainment of his own ends; or the SIGNS the mind makes use of both in the one
and the other, and the right ordering of them, for its clearer information. All which three,
viz. THINGS, as they are in themselves knowable; ACTIONS as they depend on us, in order to
happiness; and the right use of SIGNS in order to knowledge, being [utterly] different, they
seemed to me to be the three great provinces of the intellectual world, wholly separate and
distinct one from another...
John Locke.
An Essay Concerning Human Understanding.
(1690) |
§79
We will show, however, that these three are not distinct. An intellectual understanding of one is
intrinsically dependent upon an intellectual understanding of the others. Put another way, we will
show that there exists a continuum from elementary physics through biology, covariant with the
embodiment of signs, and the inevitable and volitional behaviors that arise.
§80
We will attempt to show, in what we will call Natural Ethics, that the inevitable and
volitional behaviors of organisms are the natural product of genetic disposition in its environment,
mitigated by the embodiment of convention in organisms that are capable of apprehending them; and
more generally by the primitive embodiment of signs.
§81
Thus, for us, Semeiotic is naturally first among sciences. It is through Semeiotics that we infer
the physical basis of nature as well as the right and inevitable behavior of individuals. It is
Semeiotic that leads us to a sense that captures an understanding of the world. The product
of this semeiosis, the semeiotic process embodied by an individual, are the marks (the subjects of signs) that represent our communication and analysis of that sense.note:8
The ApproachOur method of attack. A Constructive ApproachAn essential statement of our approach.
§83
Our approach to the explanation of the world is constructive. That is, we develop a model of the
world inductively, from observation, and abductively, from intuition, by inferring first principles
and then proceed in a logical manner to explore the implications of those principles to predict the
formation and operation of physiological structures that embody sense and ultimately the
mind.
§84
This approach is compatible with the objectives of the constructive epistemology advocated by Rudolf
Carnap and presented in his work The Logical Structure of the World (known
widely as the Aufbaunote:9) published in 1928, and the subsequent work published in 1938 of Hans Reichenbach in Experience and Prediction(ref.27). Though we have an obvious affinity with the work of Rudolf Carnap.
§86
We identify sense data as the physical characterization of a primitive aspect
of the world, introduced by us, and give a role to this natural characterization (the formation of
sense) in the development of organisms and, indeed, in the development of all complexity.
§87
Conveniently the model allows us to eliminate magic from emergence theories since transcendent
properties of the world are described constructively by our model and remain functionally dependent.
These properties include the variety of sensual modality, recognition, the predictive functions,
emotion and motility. They include the things we collectively refer to as
intelligence, love and beauty. These
are the emergent products of a latent potential in the world described by our model. Each are formed
by, and are subject to, exactly the same mechanics. They are functionally dependent upon these
mechanics.
§88
In these terms our view is classical; there is nothing that escapes primitive nature. Yet there is
clearly a transcendence in phenomena that emerge from primitive nature. These things rise above the
primitive nature of the world and are entirely unexpected. The entities in the universe are
unanticipated, a surprise to any creator.note:10
§90
Our solution derives simply from asking what would be required to enable a formal explanation of
experience. That is, we begin with the assumption that not only is the explanatory formalization of
phenomena involving experience desirable but that it is both scientifically necessary and logically
possible. Simply put, this approach is born of a stubborn refusal to accept that an explanation of
the psychophysical (mind/body) problem is beyond science. We then set about the task of identifying
the necessary and sufficient basis for such a formalization such that it describes the molecular
biophysical models that engineer sentience and is compatible with known thermodynamics(ref.28).
§91
The principal distinction then between our approach to logical construction, and the one proposed by
Carnap, is that we provide the naturalistic basis that Carnap could not identify. We are not
concerned with epistemology alone. We extend physical models to include the necessary primitive
basis of experience. This primitive aspect of the world is seen not merely as the basis of
anthropogenic knowledge but is given a role in the physical assembly and mechanics of all
complexity, including sentience, not found in earlier work.
§92
We think that Carnap would approve. The basis of his epistemology he described as a
methodological solipsism. In our terms, he asserted that the differentiation of
characterized experience (sense) is the basis of all apprehension. The entire embodied
characterization of experience has epistemic primacy,anthropogenic knowledge is derived by differentiation from the whole, not assembled from
the parts. He anticipated that this characterization has a naturalistic foundation.
§93
Our approach is also solipsist in the sense that all anthropogenic knowledge and speculation is
necessarily the product of inferences from experience characterized by physiology (sense) in the
individual. We extend this anthropic view of epistemology first to a general model of
sentience and then further generalize the notion so that the term knowledge can
be defined simply as that which determines subsequent action. We take one further step and
assert that the mechanisms of apprehension are observable in the physical engineering that we
propose. In particular, this means the physical mechanisms of the familiar mind can be identified.
§94
We give a constructive account of this new mechanics and eliminate any separation of epistemology
and ontology. As a result our final epistemology is not anthropic; anthropic knowledge is simply a
subset of a more generalized notion. Our conception of knowledge is intrinsic to our view of how the
world is constructed and traditional metaphysics is eliminatednote:11. Our generalized conception of knowledge is similar to that proposed by Francisco Valera and Humberto Maturana. This and the associated notion that information is that which contributes to
knowledge and identifies cause, in-formation, are points of conceptual intersection with
the work of Valera and Maturana on autopoiesis(ref.29). However, unlike Maturana and Valera, we reject purely emergent explanations of
experience by the materialist computational view.
§96
Our methodology relies upon primitive nature, the simple composition of nature's primitive aspects
and the natural laws and principles that evolve structure. It focuses upon and extends
constructively through the assembly of organisms, senses and motile structures to the
inevitable and intentional behavior of individuals such as you and me.
§97
Such a method illustrates how physical assemblies in a world otherwise constructed by classical
mechanics eventually form to characterize sense and assemble into the range of forms that are
familiar to us. These are the forms that we call complex or
living and they manifest behaviors that transcend their substantive basis
without loosing their functional dependence. Thus we provide a constructive progression from the
mechanics of physical primitives to nature's transcendent properties (such as intelligence and
compassion).
Our View Of ScienceWhat we mean when we speak of science.
§98
We view science as the transcendent and noble act of our species. It equips us uniquely to
play roles in the world not open to other species.
§99
In our discussion of prevailing views we have already advocated a post-modern return to constructive
empirical science that eliminates the supernatural and, in particular, rejects supernatural
emergentism.
§100
Science provides explanations that are (or should be) ever closer approximations to the way things
are. We maintain many explanations because they are useful. They are place holders, maintained only
until better explanations are found. Many explanations are simply explorations, not at all concerned
with the usefulness of predictions that are adequate or good
enough. They seek a closer approximation to the way things are that lies beyond current
explanations. Ultimately the latter tend to inform the former, so that we will often find the two
together. However, a frequent problem arises in science when useful explanations are mistaken for
absolute explanations. We grow so familiar with the useful application of the explanation that we
actually come to see all the world in its light. This is the syndrome that afflicts the man with a
hammer for whom all problems are nails. We have considered such a situation here.
§101
A religion is a philosophy, a framework of ideas, that one cannot look upon the world without
consideration of. By this definition, these explanations are a religion of science. We cannot look
upon the world without consideration of them. But this is contrary to the tenets of science to allow
false prophets; central ideas that blind us to logical necessity.
§102
The science of the current era enables a manifestly rare opportunity in nature. Our new understanding
of biophysics enables the opportunity for one species, through deliberate and considered action, to
execute the intelligent design of future life and to place that new species of life in locations
(through space exploration, for example) where there was previously none. If God is that which
produces and designs intelligent creatures and places those creatures into the world where there was
previously none, then we can become such a God. The objects of our creation will justly be able to
make an appeal to a notion of intelligent design that we cannot. They will be assembled by our own
hands; by systems and processes that we have put into place. They will be sentient and yet
functionally dependent upon our presence in the world; upon the fact that our species exists or
existed.
§103
We are clearly optimistic. Our scientific view is strictly constructive. However, contemporary
science suffers a diminished comprehension of these constructive methods in part because it is
widely perceived that reductionism has failed. But this is false, reductionism has not failed.
§104
So what exactly is the problem? What of all those fundamental reductions that do fail?
§105
As noted earlier, reductions necessarily have a constructive frame of reference; no matter how
poorly defined that is. If a reduction fails it does not lead to non-reductive
solutions, it simply indicates that the constructive frame of reference has failed. It certainly
cannot lead to phenomena that is without cause (functional dependence), unless a new primitive
aspect of the world has been identified. The failure of a reduction simply requires that the
constructive frame of reference needs to be reconsidered and ultimately revised to provide a casual
chain constructed such that the attempted reduction succeeds. It is by this means that inspired
guesswork and empirical induction, the degree of confirmation based on the frequency of like past
events and the comparative probability that one event will occur over another(ref.30), continually refines the tautologous framework within which logical deduction is
made.
§106
The end product of this process is the residual product of scientific consideration. For all
practical purposes this residual is essentially what remains should the individuals involved in its
production be absent. It is captured in the marks generated by those individuals; in the syntax of
the language used in its expression and analysis. Individuals of our species are only able to engage
with the existing body of scientific knowledge by engaging with this syntactic medium.
§107
Ultimately, we can only hope to extend science by extending the range of explanation provided by this
medium. Scientific contributions are ultimately measured by their refinement or extension of this
syntactic framework. This framework is present in the common language of science and in its logical
and mathematical clarifications. It is most effective when expressed constructively in a
well-defined formal syntax of an accessible symbolic language where interpretation is eliminated.
Its apprehension by individuals that are unfamiliar with it relies upon a minimal number of readily
accessible premises. Its veracity is measured by the degree to which its predictions coincide with
the way things are. Its statements are consistent and can be confirmed. Its application is measured
by the good and productive changes that it brings to our behavior; the new things that it enables us
to do.
§108
Not everything can be known to science. To suggest otherwise denies the cornerstone of science,
falsification. Falsification simply asserts that for predictions to be scientifically
valid they can never be mere assertions, they must be verifiable and there must always be the
potential of new discovery that will enlighten us further. A theory must be testable. This is the
nature of science(ref.31)(ref.32).
§109
New discovery assists in the process of refinement and such discovery must always be anticipated. The
best that we can hope for from science is that it leads to periods of time where our theories are
constantly productive with beneficial effects upon our collective behavior. Nature's goals seem
clear enough. We serve those goals when new scientific breakthroughs increase the potential
long-term survival and expansion of the living complexity that has formed upon this planet.
Beyond Contemporary LogicHow our model differs.
§110
The one requirement in our construction of the world that steps beyond earlier work is the logical
necessity of a simple and inert extension to prevailing physical models. That extension is the
primitive inclusion of the basis of experience and the identification of a role that this primitive
plays in shaping the substantive basis of the world. The mechanical explanation that follows,
describing the engineering of sentience, is then an advance on the earlier explanations by providing
a natural ontology for the characterization of sense.
§111
We are forced to recognize that the method of constructive integration utilized in computational
systems is inadequate. That we are able to imbue the simple mechanical actions of machinery with the
benefit of a formalized inductive or deductive logic that captures the effective methods of thinking
is a remarkable and surprising fact. However, it is not adequate to infer the presence of experience
and it certainly offers no explanation of experience. The approach has proven to be a useful tool in
computer systems, and it has enabled us to place some part of our intelligence in mechanical
devices. This is wholly unexpected.
§112
However, since the operators of computational logic do not differentiate against the entire landscape
of available sense, inputs are atomic and require logical integration. Thus no symbolic system
implemented currently in software and silicon can be said to emulate the competence of our species
(or any other) in any function that involves a sensory mode. Pattern matching is logically powerful
but it is expensive and does not implement the economy of the recognition function seen in biology.
From an engineering point of view integrative logic is expensive to implement. It requires a set of
comparison values that must be searched and is not directly connected to motile response. We show
that consequently the functionality of such computational systems is necessarily limited. We can
consider contemporary computational logic to only reflect a fragment of cognitive capacity.
§113
Simply put, computers are not engineered as sentience is engineered in nature. It is our task here to
illustrate exactly where symbolic computer systems fail and to indicate exactly what the new
engineering we propose can achieve that computational systems cannot.
Taking Experience SeriouslyThe proposal.
§114
We present a substantive argument for the evolution of senses and the familiar mind that requires
only that we introduce a new universal primitive as the basis of experience. The
introduction of this inert primitive enables a model with broad explanatory powers.
§115
Our proposal is essentially a logical reduction that argues the necessity and the sufficiency of the
primitive that we propose.
§116
The model can be quantified by the value the primitive provides to organism survival. It can be
verified by predictions concerning the physiological structures that form in its presence. Through
these predictions the model is falsifiable.
§117
This hypothesis enables an account of the presence and workings of complexity. It provides
an account of the origins of life and a role for experience in evolutionary theory. It offers an
explanation of the evolution of senses and the manner by which sentience and motile physiology is
engineered.
§118
We take experience seriously as existent in the world. By doing so it is necessary to extend physical
theory and provide a role for experience in the mechanics and evolution of physical structures. This
argument appears to be previously unconsidered.
Engineering SentienceA summary of the model.
§119
An impression is the physical trace of a mark (the subject of a sign)
upon the sentient form, against the primitive we propose.
§120
We use the notion against here in the same way that we may speak of
constructing a shelter against a wall or consider how the structure of mass-energy is affected when
assembled against the gravitational field. There exists an inert presence, the
basis of experience, the properties of which, when mass-energy is assembled against it, provide the
covariant physical characterization of sense; producing a characteristic action.
§121
We develop formally the topological notion of a sensory manifold that is an element of the physical
structure that characterizes sense. A set of such manifolds may be considered to represent the
cellular membranes of an organism but the physical basis of these sensory manifolds is not
identified here. For now we view sensory manifolds as abstractions that enable the prediction of
physical structure but do not yet tie them to a particular physical architecturenote:12.
§123
Our formal development also aims to capture the thermodynamic and chemical behavior involved in the
hierarchical structure of these dynamic sensory systems. Sensory manifolds are not static or uniform
structures, they carry a variety of properties that can be described as surface functions that
effect entropy, stimulate thermodynamic catalysis, and translations or deformations of the sensory
manifold that produce sense and motility.
§124
Sensory manifolds rely upon the presence of a primitive aspect of the world that has the following
properties:
- The primitive provides a non-local affectnote:13 against which physical structure can produce a sensory manifold.
- The non-local affect is across the collection of sensory manifolds corresponding to the
characterized sense of an individual.
- A differentiated experience (a sign) corresponds to one or more states of the individual's
sensory manifolds.
- The natural selection of sensory manifolds, and the consequent evolution of metabolism,
establishes structural links between states of the sensory manifold and motile responses.
- Sensory manifolds of similar conformance correspond to senses of similarlynote:14.
§128
Translations of the sensory manifolds represent the operation of the organism. For simplicity we
assume that the entire organism is engineered according to the same principles. Hence, sensory
characterizations and related motile responses vary in form and focus according to genetic
disposition; the genetically constructed organism provides an a priori link between sense and
response.
§129
Once an impression has been formed in the physical structure of the entity it will
recollect that mark when it is reformed or recollect a similarity when it is
partially reformed. Such reformations take place when a mark is again encountered, when similar
marks are encountered, or when the impression is independently reformed in the operation of the
organism. This, incidentally, is how and why analogy works in our species.
§130
This functionality requires certain physical properties that have been previously noted.
- There necessarily exists a certain non-locality manifest in sense and in physical operations
of the sensory manifold. The impression is an imprint upon a distributed motile physiology. The
impression upon the organism is coexistent with all other impressions to produce the entire
embodiment of sense.
- There is a physical transformation across the physiology that is motile. A physical
transformation amplifies by conformance spread,chemotaxis and other motility to characterize sense and produce a larger coordinated
motile subsystem response.
- Recollections are tightly bound to responses in individual organism structures. This is the
basis of organism individuation – it is the reason that I do not feel what you feel, despite the
universal nature of the underlying primitive.
- The conditions of the impression are reproducible. That is, a particular biological
morphology corresponds to a particular memory, when reformed, the sense of it is again
manifest. A reproduced impression is familiar to the organism.
- Differentiation among impressions is the primary operation of semeiosis (the operation of the
mind).
§131
The primitive we propose is thus an essential component of the physical substrate and responsible for
the engineering of sentience. This same mechanism instantiates complexity and is subjected to the
principles of natural selection because its forms may provide survival advantage.
§132
It is important to note that no computational system can replicate this engineering, it is not
computable by current implementations of logic and it provides an economy of engineering that is
simpler and more powerful. However, existing logic can be interpreted in a manner that is compatible
with this new model – and such an interpretation would be compatible with the view of Rudolf Carnap,
in particular, and the logical positivists in general. Firstly, apprehension, the differentiation of marks through impressions in the organism (that Carnap
occasionally called the given) is a quite different mechanism compared to the integration
of inputs by conventional logic. There is no non-locality in the computational systems that
currently implement logic. Conventional systems rely upon abstract symbol manipulation,
representations of the given, not the givenitself. In our model, the given has no subject
or representation (consistent with Carnap's observations in his Construction).
§133
To summarize, we suggest that the primitive aspect of nature we propose, that we have called the
primitive-of-experience, enables an economy of engineering not present in Alan Turing's
model of computation. We introduce a necessary non-locality associated with this engineering that
enables the non-local coordination of physical behavior; that a physical structure, a manifold of
sense, embodies the representation of states in the world relevant to the organism; that this
physical structure is evolved in an a priori association with the motile responses that it evokes.
And further, that these simple mechanisms lead inevitably to the assembly of what is familiar to you
and I as the mind.
§134
Later we will propose molecular models consistent with this engineering and look toward sensory
systems (esp. visual systems) and simple organisms (esp. bacteria) for evidence to support the
model.
A Role for Experience in NatureA brief overview of the present model.
§135
Our proposal has a substantive basis and extends earlier physicalist thinking by a necessary and
sufficient extension to existing physical models.
§136
We view the physical construction of senses and the familiar mind as an engineering by natural
selection of motile sentient physiological structures against the primitive we propose.
This provides a role for the primitive of experience in the physical assembly of organisms.
§137
Simply put, the construction of physical forms that produce characterizations of this primitive
(i.e., sense), provide survival advantage. Senses evolve for the richer characterization of
experience in conjunction with the motile responses to which they are intimately related. This
evolutionary principle, constructed by natural selection, provides survival advantage. The rest
follows.
§138
The economy of the engineering we propose ties recognition and motile response. The proposal
eliminates across system interaction latencies and integrative functions in computational models and
replaces these mechanisms with mechanics of biophysical differentiation (reduction from the whole)
against the wall of the primitive we propose that provides an effective
nonlocal synchronization in biology.note:15
§140
We rely upon a non-locality that is intrinsic to the primitive we propose. Locality is logically
denied by the fact that we can consider categories and multiple relations. Take any sense, a visual
image say. It cannot be reduced to a single state.
§141
For practical purposes we construct our model of the world on the basis of three evident primitive
aspects of nature: mass-energy, described by the standard model or some increment thereof and shaped
by the evident affects of gravity and the proposed primitive of experience.
§142
For comparison and clarity, the new primitive we propose is inert. Its affect is not a
force as one considers electromagnetism a force. And, by analogy only, we describe it as inert
and present in the same way that the affect of gravity is inert and present in General
Relativity.
§143
Gravity can be conveniently characterized as a curvature of space-time in the presence of mass. We
seek a convenient characterization of the engineering of sentience that characterizes sense.
§144
So that we may move beyond identity theories and make predictions that enable the presence of the
primitive to be empirically identified, it is clearly insufficient to develop a model that can be
explained by or corresponds with known mechanics. For our conjecture to hold, the primitive must
enable a capability that is otherwise impossible and yet remain formally describable. From the
formal description arises the means of proof and a new technology for recognition and motility.
§145
In our model, familiar high-order experiences – senses – are covariant with motile physiology. Sense
is characterized by the motion and shape of physiology. Motility and sense are two aspects of the
same engineering. We explore potential molecular models to illustrate the proposed behavior (in
particular in the well developed molecular models of bacteria).
§146
Sentient motile function is selected in evolution because of the survival benefit that the
combination of sense and motility provides. In other words, it helps if you can both sense and
react, so the two features develop together – they are closely bound.
§147
Using this extended model we develop a logical construction that predicts the birth of complexity and
extends evolutionary theory by providing a role for experience in the engineering of sentience by
natural selection.
§148
More generally, we shall put it this way: states of mind are covariant with physical states, for any
given state of mind there is a substantive state, where the sense and the substantive state are the
product of the engineering of sentience around the universal primitive that we propose.
§149
Life is instantiated because this primitive is present and produces simple sentience in the earliest
physical assembly of organisms. Senses evolve by natural selection, higher-order experience
characterized by the evolving physiology plays a role in the evolution of species by providing a
survival advantage. The familiar mind is constructed by the same means.
§150
Perhaps this is the most significant prediction of the model, the prediction of life in the otherwise
mechanical world of current physical models. More generally, we state this by saying that the model
explains the presence of complexity in nature.
§151
How an inert universal primitive can affectively produce these results is the subject of
the earlier parts of this book. A mathematical model for the engineering of sentience is
proposed.
Presenting the EvidenceThe nature of the evidence we will present to support our hypothesis.
§152
Theorists will, no doubt, rebel against our introduction of a new universal primitive for a variety
of reasons. Let us make the obvious observations. Proposing a new universal primitive has precedent.
That precedent is, of course, Issac Newton. That such a primitive is inert and present also has
precedent. That precedent is the General Relativity of Albert Einstein.
§153
We will explore objections to our premises, as well as alternative proposals, early in the book and
it is incumbent upon us to present evidence that supports our argument. We must build models that
make predictions that can be verified by observation within a theoretical framework that is truly
falsifiable.
§154
We are fortunate. The understanding of biophysics and the available empirical data is unprecedented.
In recent decades it has developed at an extraordinary pace. Indeed, there is such a density of
current activity that new discoveries are occurring almost weekly.
§155
Many of these discoveries are illuminating. For example, at the time of writing (December 2006) the
journal Nature has published an article that discloses that pain is the product of an identifiable
gene (ref.33). The importance of
this article may not be realized for some time but it is important to our considerations. It
illustrates that pain is an independently evolved biophysical system unrelated to the other senses
and that these senses can operate without the pain mechanism with no discernible ill effects expect
the inability to sense when damage is being done to the organism. Pain is not an intensity of sense
– highlighting our prediction that experience is a characterized primitive and has no magnitude. We
will discuss this case in more detail later.
§156
The reason for these advances is new technology. These new technologies have been founded in the
advanced methodologies of science developed during the late nineteenth century and early twentieth
century. They have allowed us to identify, explore and record the mechanisms of the genetic code.
They have enabled us to develop detailed molecular models of biological processes.
§157
We view this new wealth of data akin to the explorations of Kepler and Galileo when analyzing the
behavior that Newton would later identify as the product of a universal primitive. Thus, in these
empirical models we expect to find evidence to confirm our theory. For example, we may be able to
provide an explanation for receptor conformance, chemotaxis and other motility(ref.34), and, in general, the variety of synchronous behavior that appears to be present
throughout biophysical systems. We have learned of lot about what happens in biology, and we hope to
provide an explanation of why it happens that way.
Developing the ModelHow we will develop the basis of the theory.
§158
In what follows we will use the presence of the primitive we propose as the basis of a formal
explanation. If successful, this formalism will provide a mathematical foundation for the physical
engineering of sentience. This will, in turn, provide the basis of an operational model and upon the
operational model we should be able to identify models of interaction between entities.
§159
We will use as a precedence for our formal approach the description of the gravitational field as a
primitive aspect of the world in the general theory of relativity (GR). Like the gravitational
field, the effect of the new primitive is covariant with the physical phenomena.
§160
Covariance is necessary but not sufficient; in isolation, covariance simply takes us back to identity
theory. The solution must be mutually affective; in which one primitive aspect shapes the other.
§161
The formal characterization of the primitive then must play a role similar to the role played by the
curvature of space-time in GR. Unfortunately, this characterization is not going to be as convenient
as the curvature of space-time. Yet such simplicity is our goal.
§162
We seek to formulate a set of equations that accurately predicts the behavior of mass-energy that
results from the the presence of the primitive in the physical world; leading to the initiation and
evolution of physiological structures. These equations need to describe the mechanisms of
differentiation, recollection and recognition. However, this is no small task.
§163
Space-time is the necessary framework for the apprehension of all behavior, and so it is a necessary
component of our equations. However, consistent with GR,(ref.35) we eliminate space-time as a property of the material world. Space-time is here
considered an intrinsic of mass-energy and sense; it may be apprehended but it does not exist in the
world beyond this apprehension. At the level of our species it is simply another way of thinking
about mass-energy and the relations between the manifestations of mass-energy.
§164
The behavior of recognition and response, sense and motility, enabled by our primitive, is a more
difficult phenomenon to deal with than the gravitational field because it does not readily fall into
our existing geometric frameworks. Because conventional formal structures provide no means to reason
about the elements of apprehension, they embody many of the challenges that we must overcome.
ModelsThe constructive characterization we propose.
§165
This basis provides the foundation of three models that describe the construction from primitive
nature.
- The first model is one of general sentience. In this model we characterize the
construction of motile sentient organisms and the characterization of sense. We explain the
physical engineering of sentience, how sentient entities come into existence and senses evolve.
- The second model is one of semeiosis. In this model we characterize the higher-order
processes that process the content of experience and produce intentional behavior. It is the
process in nature that constructs metaphysical marks, the products of intent. It can also be
viewed as the operation of the organism that incorporates the familiar mind.
- The third model is a meta-semeiotic model that characterizes the inevitable behaviors
and interaction models of sentient entities (groups of the organisms we have described). These
interactions develop in social organisms through the marks that propagate idiomatic behavior,
concepts and conventions. This model includes the workings of religion, science and natural
ethics in our species; the inevitable behaviors by individuals in groups that are
mitigated by convention or, more generally, signs.
§166
We provide a single coherent view of nature in which our species arises and in which all can
eventually be scientifically explained by minds that may themselves eventually be within our power
to artificially construct.
§167
We adopt Rudolf Carnap's definition of a formal language(ref.36).
| “ |
§168
A theory, a rule, a definition, or the like is to be called 'formal' when no reference is made in
it either to the meaning of the symbols ... or to the sense of the expressions ... but simply
and solely to the kinds and order of the symbols from which the expressions are constructed.
Rudolf Carnap. Second Paragraph of the Introduction,
The Logical Syntax of Language.
(1934) |
§169
In other words, it is our goal to provide a logical syntactic framework that captures the
construction that we propose and that, independent of any intermediate interpretation, enables
formal transformations capable of producing consistent results.
§170
As to semantics, we shall utilize a precise definition of the term meaning. Meaning is exactly the behavior that is the product of the mechanisms of apprehension according
to our model. So that if one is to ask the meaning of a particular syntax; it is exactly the
behavior it produces as the produce of its apprehension. We may now speak distinctly of the behavior
the sign produces in the organism that constructed the sign, should there be one, and the behavior
produced in others.
§171
A brief clarification of this definition will be helpful.
§172
Consider a computer program written by an individual of our species. What is the meaning of the
program? Clearly, the behavior of the machine executing the program is not the behavior of the
programmer. Thus it should be clear that any consistency of meaning relies upon the similarity of
the apprehender. A computer program means precisely the same thing to two
identical machines, and it means precisely the same thing to two identical computer
programmers. If the machines are not identical, for example, let us say that the two machines
utilize different instruction sets (or programming language translators) then it may be said that
the computer program has no meaning to one computer but is meaningful to the other. Similarly, if
two programmers are not identical, one understanding one language and the other another, then it may
be said that the computer program has no meaning to one, but has meaning to the other.
§173
Now there is, in fact, some similarity between programming languages and computer programmers. The
languages have similar syntactic constructs, are generally written in structured English, and the
programmers have a similar capacity to reason. So it will be the case that with some effort the
programmer that is unfamiliar with the language of the computer program may be able to apprehend
some meaning from it and, in time, the exact meaning (and recognize the nature of the machine
required to execute it). To this end the programmer is, in effect, self modifying so that they
increase their degree of similarity with the original author of the program.note:16 Unfortunately, a contemporary computer does not have the advantage, found in biology, of
modifying it's physical structure.
§175
These circumstances reflect the situation in the real world and it enables us to appreciate the
definition of meaning that we will use. The central point to remember is that meaning is a function
of apprehension only; there is no static meaning in the world beyond the individual apprehension of
signs (recall, signs are individuated experiences); consensus is a function of the degree of
similarity between us (apprehending entities) and meaning is exactly the behavior produced by the
sign. When we speak of understanding it is this similarity and behavior to
which we refer.
§176
This method, as noted earlier, is a pragmatic of solipsism and continues to be an effective method
for analysis and communication between individuals despite our identification of the limits of
computational methods and symbolic systems as currently conceived. We have no need to reinvent the
entirety of logic, we only need to reform its basis; to see it as a constructive differentiation of
our entire embodiment of sense, not as a construction of integrated parts.
§177
Conventional logic, implemented mechanically on computers, relies on the principle of integration and
this provides temporal and locality difficulties when separate logical branches need to be unified.
This is the primary distinction between the engineering of computers and the engineering of sentient
organisms.
§178
A formal language is simply a convention for analysis and communication between individuals. Such
languages rely upon the convention being uniformly understood; upon a similarity in their physical
embodiment.
§179
In summary, logic implemented by sentient machines is engineered differently than logic in a symbolic
computer. Sentient machines, machines-that-experience, use a non-local differentiation against the
entire organism's characterization of experience. This provides a fundamentally different
engineering basis for the mechanical interpretation of logical syntax that cannot be implemented in
software and silicon as we understand it currently.
Proving the CaseHow we propose to overcome objections.
§180
Our ultimate goal is to identify a mathematical model that enables particular predictions concerning
the structure of physiology. However, the ability to make such predictions is complicated by the
fact that all the natural forces play a role in the evolutionary formation of higher-order
physiological structures. In other words, the other forces of nature introduce further complexity as
their effects are able to have greater influence due to factors of time and scale. We anticipate
therefore that the earliest verification of the theory will come from predictions concerning the
simplest and more primitive organisms in which these effects are minimized and we take some time to
examine the molecular models of bacteria.
§181
Let us set expectations correctly. At the time of writing the clear identification of such a
particular prediction is not available. By particular prediction we mean that we
have not identified something as particular as a perturbation in the orbit of Mercury that can be
explained by the theory. Although it is worth observing that we currently having nothing as
sophisticated as Newtonian theory in the biological setting that would enable the modeling of such a
perturbation in the first place. We do suggest that conformance spread of bacterial receptors,
chemotaxis (and other motility), place-neurons, neuro-plasticity, the non-local synchronization of
neural behavior, and the role of and behavior of membrane traversing fluid molecules, such as nitric
oxide, are particular behaviors that may be explained. The how of these mechanisms is becoming clear
in the literature and we may be able to offer an explanation of why they occur and indicate exactly
what it is they are doing.
§182
But we make such suggestions cautiously. The predictions made currently are rather more general
conjectures. They concern the instantiation of sentience and complexity, physiological structure and
motility, and the mechanisms of recognition and differentiation. Our physical proposal is tentative
until, in particular, evidence for the economy of engineering we predict is shown to actually exist
in organisms. We are convinced that other models involving the primitive are conceivable. We have
followed intuitively the natural consequence as it appears to us.
§183
We do present what we consider to be a strong scientific argument for the logical necessity of a
universal primitive by rejecting the ontological magic of contemporary emergence theory and
appealing to a mutually affective covariant construction of primitive aspects of naturenote:17; but we are not yet at our goal of producing a theory with the robustness of Newton's
calculus or Einstein's field equations. We do contend that an informal interpretation of the
available evidence and the missing gaps in other theories provides a good intuitive basis for
exploring our theory with vigor.
§185
Given these challenges we also propose to prove our case constructively; through the direct
application of the theory to new technologies. This constructive approach to proof-in-practice is
not available to theories of gravity or evolution in large part because of the scale of their
effects.
§186
Similarly, if proof-in-practice is applied to competing solutions such as computational evolutionary
models then these results are interesting for the limits they reveal(ref.37). The development of artificial cellular technologies are also likely to be
critical to our endeavour. So that engineering based on computational models may also serve to
reveal the limits of this engineering and illustrate how the engineering we propose contributes(ref.38). Clearly our model predicts that in both cases the engineering described by
computational simulations and the fabrication of cells constructed upon those simulations is
incomplete.
§187
If our proposals are valid then we will be able to develop technology able to solve problems that
have proven intractable or impossible in the engineering sciences. These are essentially the
problems of recognition and motility and they lie at the convergence of semiconductors and
biological systems. The nature of such devices is already suggested by our comments in these
introductory remarks.
§188
These methods of proof provide us with a significant advantage and may provide a shorter route to
verification than is otherwise available.
The ImplicationsWhat it all means. A Summary of ContributionsA summary of fields to which the work contributes.
§189
The principal contribution of this work lies in the provision of an explanation of experience in
nature and the identification of the role that the basis of experience plays in the development of
physical structures. No other theory of sentience, of which we are aware, has this property and the
implications of the existence of such a theory are broad.
§190
If our model is false, if the physical engineering of sentience and conscious capacity does rely upon
conventional mechanics alone, then there is no role for experience in the formation of physical
structure. This would be a disappointing but useful result and it would appear to illustrate that
experience is beyond scientific explanation as currently conceived. In any case then the exploration
of the theory has merit, the validation or elimination of the theory provides a valuable
contribution to the natural sciences.
§191
However, validation offers significant benefits. We offer an explanation of how physics and biology
are interrelated in the instance and expansion of complexity. We provide an explanation of the
origin of all complexity. Thus we illustrate how physics and biology form a natural continuum. These
contributions expand evolutionary theory by providing a role for experience in the process of
evolution and in the mechanics of natural selection – in particular they explain the formation and
evolution of sense and motility.
§192
Our models inform neuroscience and molecular biology. They contribute explanation to the record of
observations in neurological and other biological physical structures and molecular processes. By
this contribution we inform medicine, adding an explanation to sensory dysfunction and the effects
of drugs and pathogens upon the senses.
§193
There are contributions here also to computer science and related machine engineering. These
contributions are two fold.
§194
The first of these contributions are observations that relate to the limits of computation that
account for the failure of purely computational approaches by the Turing model in applications that
involve sensory modalities. Our models explain why existing approaches to artificial-intelligence
and artificial-life have produced only limited results, and why image and speech recognition that
mimics the capacity of our species has proved to be intractable. There is a non-local
differentiating effect that lies beyond or constrains Markov models.
§195
There is an associated implication that the motile responses, ubiquitous in biology, cannot be
emulated by purely computational responses. This would extend the negative result here to
applications in robotics.
§196
The second of these contributions is the positive flip-side of these negative results. It relates to
the introduction of sentience engineering, the creation of machines-that-experience. These are
machines that apply the mechanics we propose.
§197
The machines we envision initially are not like the machines envisioned by many contemporary
advocates of machine intelligence. We do not expect our designs to suddenly awaken, to magically
manifest experience because of their degree of complexity. They are the product of sentience
engineering and are sentient from the beginning. This allows us to consider a generation of simple
sensors and motile materials of new kinds before we approach the loftier goals of intelligence at
the level of our species.
§198
A good example of these simple machines is motile materials able to sense and respond to a variety of
stresses, so imagine a suspension system for your car that is able to not only provide a smoother
ride but that is also able to react to sudden changes during a collision, or perhaps able to avoid
collisions by more immediate sense and response.
§199
There are certainly contributions here to the foundations of logic and epistemology, though much that
we have done here in this regard is to affirm the intuitions of logical positivism. Among the
philosophers of science that have contributed to these lines of thought we believe that we have
especially confirmed the intuitions of Rudolf Carnap.
§200
We like to believe also that there are contributions here that elucidate issues in the foundations of
mathematics that relate to apprehension, prediction and methods of proof. We provide a clear model
illustrating the basis of traditional epistemology in ontology, and we also show that there are
things that have epistemological status (things that can be known) but no ontological status (they
do not exist). This, for example, gives a more detailed account of the division between real and
imaginary numbers. According to our account, for example, irrational numbers and infinities do not
exist beyond apprehension.
§201
Of necessity, given the foundational nature of our inquiry, we discuss the nature of space and time,
the continuum and atomicity in the semeiotic context of our inquiry and in terms of the physical
mechanics we propose. These discussions are contributions to both physical sciences and the
foundations of mathematics. They are meant to illustrate how a more detailed consideration of
apprehension and the mechanics of sentience can be integrated into these disciplines
The Limits of Computational MechanicsWe challenge the conventional view that computational mechanics and symbolic systems explain everything.
§202
Our explanation of nature identifies the limits of Turing computation and classical mechanics –
essentially by observing that symbolic systems, and the mathematical logic upon which they are
based, do not reflect the substantive engineering of sentience in nature. Widely held expectations
that our computational machines will awaken are unreasonable.
§203
This is a negative result for computer science, identifying fundamental limits. Computer systems, as
currently conceived, can never meet the expectations of twentieth century visionaries, such as Ray
Kurzweil, for reasons that are fundamental to the nature of the world.
§204
For these same reasons the Principle of Computational Equivalence proposed by
Stephen Wolfram in his book A New Kind of Science is false.
§205
The essential differences here lie in both the temporal nature and the nature of locality in the
respective models of computation. The number of logical steps between apprehension and response has
an economy of engineering in our proposal, that we argue is found in biology, that is not found in
the Turing model. This broader locality of evaluations, enabled by the engineering of sentience
against the primitive we propose, overcomes the challenge of integrating non-local results found in
the Turing model of computation. These factors make a difference in the results of computations that
relate principally to the ability to efficiently connect apprehension and response. Importantly,
there is a substantive difference; in cases where temporal constraints prevail, the results of
each approach differ.
§206
Simply put, Turing machines require many more logical steps to produce a result. This is an
impediment to survival, and hence to evolution. Despite the often slower operation and greater
uncertainty of biological operations, the broad economy of logical differentiation is more efficient
than the labor of logical integration.
§207
Computers built with software and silicon, based upon a calculus of relations implemented by
electronics, are simply not going to wake up one day. They capture and implement the effective
techniques of thinking that are the product of the engineering of sentience, but these objective
techniques cannot themselves manifest sentience. There is no magical emergence of experience, no
matter how big and complex the system you build is, no matter how hard you try.
§208
More importantly, and for the same reasons, computers can never be intelligent as we are intelligent.
The kind of intelligence that you possess arises only as a product of the engineering of sentience
in motile sentient organism. This is a fundamentally different kind of mechanics than that found in
computers.
§209
This is not to say that intelligent machines cannot be built. However, simple functional
equivalence or bio-mimicry using existing models of physical mechanics, the
cornerstone of modern expectations, are simply insufficient. They assume that our knowledge of
physics is essentially complete. And this is a manifestly false assumption when you are looking for
an explanation of experience in nature.
New TechnologiesWe propose to build motile machines-that-experience.
§210
In the later chapters we will explore the new things that our theories may enable us to do. But why
take this radical approach? Extraordinary claims demand extraordinary evidence, and we simply cannot
imagine a more extraordinary way to prove the case than to carefully consider how successful
theories may be applied.
§211
The applications we consider will not be constructed by computational techniques using classical
mechanics, nor be built by electrical engineering in silicon and programmed using first order binary
logic. They will not merely simulate the behavior of biology. They will be engineered using the same
fundamental principles of biophysics. They will enable new technologies that are only possible
because our premises hold.
§212
Should these premises hold true, we will enable a new kind of device, machines that
experience, engineered for sentience, and capable of performing recognition as we do.
§213
We anticipate, however, that these devices will initially be massively parallel hybrids of biology
and silicon. They will provide interfaces between today's silicon systems and biological systems.
The fabrication technologies required to assemble such devices exist today in the semiconductor and
biotechnology industries where molecular engineering is fast becoming a fine art.
§214
General purpose computers have been very useful. It is not yet clear that the engineering of
sentience will allow a general purpose architecture but there is cause for optimism. We have
achieved so much in computer science — but computer science has become a stagnant
domain — it has been driven more by the economic pragmatics of commercial interest more
than research interests.
§215
Perhaps it will be possible to directly program machines-that-experience using logical methods and
techniques of translation not dissimilar from those we use today. If so, these methods will build
upon modifications to the foundations of mathematical logic; at least as it pertains to the basis of
relatives, differentiation and the operation of symbolic systems.
§216
A more exciting prospect is the potential to build special purpose sentient machines able to
naturally adjust their behavior according to their needs; intelligent machines that are motile,
autopoietic and experience. Such machines could reach into the environments that are hostile to us
and finally we will have served nature's goal to extend the evolution of life beyond the confines of
this fragile planet.
Sentience EngineeringWe know experience exists and we can perform a few parlor tricks with it.
§217
Let us not get ahead of ourselves. New material discoveries are required that identify the mechanisms
involved, technologies based upon these discoveries need to be developed, the tools of manufacture
and new devices must be assembled that utilize logical techniques and process interaction models
founded upon a revised basis for the foundations of logic, differentiation.
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